Banking and Financial Services
Broker-Dealer Litigation and Arbitration
- Rutgers University School of Law, J.D. (2005)
- Tulane University, B.S. (2002)
- New York
- New Jersey
- District of Columbia
- U.S. District Court, District of New Jersey
- U.S. District Court, Southern District of New York
- U.S. District Court, Eastern District of New York
Obtained $1.4 million award, issued by a FINRA panel
Obtained $1.4 million award, issued by a FINRA panel, on behalf of broker-dealer in a promissory note dispute and dismissal of all counterclaims.
Obtained complete dismissal of claims brought against broker-dealer
Obtained complete dismissal of claims brought against broker-dealer for alleged violations of N.Y. Labor Law §193 and the NYDOL’s regulations promulgated thereunder.
Resolved numerous claims brought against broker-dealer client
Resolved numerous claims brought against broker-dealer client involving the sale of structured products and preferred shares issued by Lehman Brothers.
Successfully represented Korean conglomerate
Successfully represented U.S. subsidiary of Korean conglomerate in post-acquisition purchase price dispute resulting in full adjustment in favor of client.